Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Paul Thomas Rutkowski | 1930617 | 4 | 05/21/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Daniel Jay Twogood | 2418705 | 2 | 09/28/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |