Our Staff has compiled our research into a database of FINRA Broker Disclosures for Earlybirdcapital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Howard Gladstone | 722442 | 5 | 01/10/2018 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Steven Arthur Levine | 2714473 | 1 | 11/06/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Howard Gladstone | 722442 | 5 | 08/17/2001 | Customer Dispute | Award / Judgment | $1,000,000.00 | $0.00 | See FINRA Report |
| David Martin Nussbaum | 1631483 | 2 | 09/04/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Howard Gladstone | 722442 | 5 | 09/04/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Martin Nussbaum | 1631483 | 2 | 08/13/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Howard Gladstone | 722442 | 5 | 08/13/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Howard Gladstone | 722442 | 5 | 01/15/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard John Rosenstock | 828032 | 1 | 03/24/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |