Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Allan McCord | 4307530 | 1 | 01/08/2021 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Timothy J Oberley | 5348077 | 1 | 11/26/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kathleen Marie Williams-Price | 2450125 | 1 | 10/22/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Russell John Kramer | 2365564 | 2 | 05/11/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Russell John Kramer | 2365564 | 2 | 06/24/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Edward Bey | 1933696 | 4 | 04/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Bey | 1933696 | 4 | 01/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Bey | 1933696 | 4 | 02/27/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lawrence Zupancic | 2465727 | 1 | 11/03/2003 | Customer Dispute | Denied | $5,986.37 | $0.00 | See FINRA Report |
| Ross Charles Bonifield | 3074157 | 1 | 11/03/2003 | Customer Dispute | Denied | $5,986.37 | $0.00 | See FINRA Report |