Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Washburn Swinney | 2608303 | 2 | 02/12/2021 | Customer Dispute | Settled | $7,500.00 | $0.00 | See FINRA Report |
| Albert Scott Carlson | 6700940 | 2 | 01/07/2007 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Albert Scott Carlson | 6700940 | 2 | 11/01/2006 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |