Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Glenn Boggs | 1874727 | 7 | 09/25/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Larry Glenn Boggs | 1874727 | 7 | 02/13/2017 | Customer Dispute | Award / Judgment | $0.00 | $1,488,750.00 | See FINRA Report |
| Larry Glenn Boggs | 1874727 | 7 | 06/16/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Larry Glenn Boggs | 1874727 | 7 | 06/18/2012 | Customer Dispute | Denied | $23,303.20 | $0.00 | See FINRA Report |
| Larry Glenn Boggs | 1874727 | 7 | 06/24/2009 | Customer Dispute | Settled | $310,000.00 | $0.00 | See FINRA Report |
| David Laurence Fields | 2615292 | 3 | 05/15/2008 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Larry Glenn Boggs | 1874727 | 7 | 07/09/2007 | Customer Dispute | Denied | $50,406.20 | $0.00 | See FINRA Report |
| David Laurence Fields | 2615292 | 3 | 01/09/2006 | Customer Dispute | Closed-No Action | $7,077.50 | $0.00 | See FINRA Report |
| David Laurence Fields | 2615292 | 3 | 05/19/2005 | Customer Dispute | Settled | $5,215.72 | $0.00 | See FINRA Report |
| Larry Glenn Boggs | 1874727 | 7 | 01/10/2002 | Customer Dispute | Settled | $8,200.00 | $0.00 | See FINRA Report |