Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Dean Gill | 7017114 | 1 | 09/04/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Leroy Audi | 6941055 | 4 | 04/11/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Leroy Audi | 6941055 | 4 | 12/24/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |