Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Dominic Klickna | 5640324 | 5 | 01/04/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Dominic Klickna | 5640324 | 5 | 05/05/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Dominic Klickna | 5640324 | 5 | 04/21/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Russell Thomas Stellfox | 3243548 | 1 | 01/15/2021 | Customer Dispute | Settled | $146,628.00 | $0.00 | See FINRA Report |
| Kevin Dominic Klickna | 5640324 | 5 | 03/09/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Dominic Klickna | 5640324 | 5 | 03/09/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Leroy Audi | 6941055 | 4 | 08/31/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Marie Oldham | 4092970 | 1 | 07/20/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Matthew Rossi | 7409166 | 1 | 01/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Joseph Bongiorno | 1094196 | 1 | 10/01/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |