Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alliance-One Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer M Lavoie | 5847058 | 7 | 07/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer M Lavoie | 5847058 | 7 | 06/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cary Lee Bensilhe | 4431062 | 1 | 06/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Beverly N Glaser | 7251503 | 1 | 05/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer M Lavoie | 5847058 | 7 | 05/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Felicia Jean Benson | 7304970 | 11 | 05/20/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kirsten Nicole Cagle | 7235584 | 3 | 05/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kirsten Nicole Cagle | 7235584 | 3 | 03/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Marie Nunez | 7630866 | 2 | 02/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janet Creasy | 7060396 | 1 | 02/25/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |