Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Grant Conness | 4778193 | 5 | 01/13/2023 | Customer Dispute | Settled | $91,000.00 | $0.00 | See FINRA Report |
| Christopher Grant Conness | 4778193 | 5 | 08/08/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Christopher Grant Conness | 4778193 | 5 | 09/20/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Grant Conness | 4778193 | 5 | 10/20/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Christopher Grant Conness | 4778193 | 5 | 09/08/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Thomas Olsen | 4823650 | 1 | 11/18/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |