Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Louis Parnell | 2704387 | 1 | 05/20/2003 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Steven Andrew Schmidt | 2269458 | 1 | 12/09/2002 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |