Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Connor Dillon | 6955661 | 1 | 03/06/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Gregory Williams | 4465340 | 1 | 05/31/2015 | Customer Dispute | Settled | $16,269.00 | $0.00 | See FINRA Report |
| Matthew John Farrell | 4899032 | 2 | 08/10/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kimberly B Dulaurence | 4613097 | 1 | 10/10/2008 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |
| Matthew John Farrell | 4899032 | 2 | 05/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |