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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christian Leonidas Troche4012328705/11/2016Customer DisputeSettled$154,000.00$0.00See FINRA Report
Christian Leonidas Troche4012328703/19/2014Customer DisputeSettled$0.00$0.00See FINRA Report
Christian Leonidas Troche4012328711/29/2010Customer DisputeDenied$82,000.00$0.00See FINRA Report
Christian Leonidas Troche4012328710/23/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Christian Leonidas Troche4012328711/18/2008Customer DisputeSettled$100,000.00$0.00See FINRA Report
Christian Leonidas Troche4012328703/10/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Christian Leonidas Troche4012328705/27/2005Customer DisputeDenied$7,777.18$0.00See FINRA Report

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