Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert John Worrell | 2539187 | 2 | 05/31/2016 | Customer Dispute | Pending | $19,312.40 | $0.00 | See FINRA Report |
Robert John Worrell | 2539187 | 2 | 01/26/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |