Our Staff has compiled our research into a database of FINRA Broker Disclosures for State Street Global Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Robert McRae | 6830157 | 2 | 03/03/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Robert McRae | 6830157 | 2 | 03/03/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Lawrence Wolf | 5499636 | 1 | 01/20/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |