Our Staff has compiled our research into a database of FINRA Broker Disclosures for CF Secured, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Elliot Kaplan | 2618079 | 1 | 11/17/2022 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Howard William Lutnick | 1157026 | 2 | 12/09/2010 | Customer Dispute | Settled | $430,000,000.00 | $0.00 | See FINRA Report |
| Thomas Anzalone | 1161513 | 1 | 12/09/2010 | Customer Dispute | Settled | $430,000,000.00 | $0.00 | See FINRA Report |
| Peter Alan Rosenthal | 2293420 | 1 | 12/31/1997 | Customer Dispute | Denied | $2,513.28 | $0.00 | See FINRA Report |
| Howard William Lutnick | 1157026 | 2 | 01/10/1992 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Anthony John Manzo | 1730936 | 1 | 04/08/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wayne Arthur Buchan | 3066610 | 1 | 02/03/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |