Our Staff has compiled our research into a database of FINRA Broker Disclosures for CF Secured, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Steven Bisgay | 4424156 | 1 | 11/01/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
James J Hughes II | 5123660 | 1 | 08/07/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kenneth Michael Paulson | 2862259 | 1 | 03/22/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Howard William Lutnick | 1157026 | 2 | 12/09/2010 | Customer Dispute | Settled | $430,000,000.00 | $0.00 | See FINRA Report |
Thomas Joseph Anzalone | 1161513 | 1 | 12/09/2010 | Customer Dispute | Settled | $430,000,000.00 | $0.00 | See FINRA Report |
Peter Alan Rosenthal | 2293420 | 1 | 12/31/1997 | Customer Dispute | Denied | $2,513.28 | $0.00 | See FINRA Report |
Jonathan L Yalmokas | 2676066 | 1 | 03/25/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Howard William Lutnick | 1157026 | 2 | 01/10/1992 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
Anthony John Manzo | 1730936 | 1 | 04/08/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Wayne Arthur Buchan | 3066610 | 1 | 02/03/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |