Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Dale Davis | 2087383 | 2 | 06/27/2019 | Customer Dispute | Closed-No Action | $180,000.00 | $0.00 | See FINRA Report |
| Roger Dale Davis | 2087383 | 2 | 11/18/2016 | Customer Dispute | Denied | $12,369.00 | $0.00 | See FINRA Report |
| John W Perdue | 3187452 | 1 | 09/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jackson Wheatley Palmer | 2850120 | 2 | 05/24/2010 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Jackson Wheatley Palmer | 2850120 | 2 | 04/23/2008 | Customer Dispute | Denied | $6,256.00 | $0.00 | See FINRA Report |