Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Judson Sokol | 4659352 | 1 | 03/06/2013 | Customer Dispute | Award / Judgment | $13,194.10 | $8,613.00 | See FINRA Report |
| George Ray van Dyke | 2151538 | 1 | 12/15/2008 | Customer Dispute | Settled | $51,540.00 | $0.00 | See FINRA Report |