Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Edward Miller | 2081359 | 2 | 05/17/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert James Halldin | 1458098 | 10 | 02/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert James Halldin | 1458098 | 10 | 05/16/2016 | Customer Dispute | Settled | $751,414.00 | $0.00 | See FINRA Report |
| Robert James Halldin | 1458098 | 10 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Darvell Maendel | 3267760 | 5 | 01/07/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel B Irving | 4773478 | 2 | 09/30/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert James Halldin | 1458098 | 10 | 01/14/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Milton J Beile III | 4265262 | 3 | 06/17/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Milton J Beile III | 4265262 | 3 | 05/10/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Norman Hugh Meyer | 3185642 | 4 | 04/15/2013 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |