Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert James Halldin | 1458098 | 10 | 04/05/2019 | Customer Dispute | Denied | $2,200,000.00 | $0.00 | See FINRA Report |
| Erven Joseph Frericks | 706056 | 2 | 05/01/2018 | Customer Dispute | Denied | $54,976.00 | $0.00 | See FINRA Report |
| Norman Hugh Meyer | 3185642 | 4 | 04/15/2013 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| James Darvell Maendel | 3267760 | 5 | 06/20/2007 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Milton J Beile III | 4265262 | 3 | 11/15/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Darvell Maendel | 3267760 | 5 | 07/16/2002 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |