Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Norman Hugh Meyer | 3185642 | 4 | 07/18/2024 | Customer Dispute | Pending | $650,000.00 | $0.00 | See FINRA Report |
| Robert James Halldin | 1458098 | 10 | 12/03/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert James Halldin | 1458098 | 10 | 08/18/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert James Halldin | 1458098 | 10 | 08/05/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jingbo Pan | 5266959 | 4 | 02/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jingbo Pan | 5266959 | 4 | 11/06/2019 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Jingbo Pan | 5266959 | 4 | 11/06/2019 | Customer Dispute | Withdrawn | $125,000.00 | $0.00 | See FINRA Report |
| Jingbo Pan | 5266959 | 4 | 09/05/2019 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Amir H Golzar | 6309565 | 1 | 07/08/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert James Halldin | 1458098 | 10 | 04/05/2019 | Customer Dispute | Denied | $2,200,000.00 | $0.00 | See FINRA Report |