Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tortoiseecofin Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexis Paolantonio Pickard | 4981635 | 2 | 09/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexis Paolantonio Pickard | 4981635 | 2 | 07/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Peterson | 6187994 | 1 | 03/15/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |