Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Global Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian David Rockowitz | 1892992 | 7 | 02/07/2013 | Customer Dispute | Settled | $10,985.50 | $0.00 | See FINRA Report |
| Albert Chase Fulay Aquino | 5420764 | 2 | 10/12/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick McNulty | 2958550 | 3 | 09/25/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Henry Cierski | 2138486 | 6 | 03/07/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Stanley Kaplan | 1176065 | 5 | 09/30/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick McNulty | 2958550 | 3 | 12/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick McNulty | 2958550 | 3 | 12/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Christopher Frasco | 2111432 | 3 | 03/26/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Stanley Kaplan | 1176065 | 5 | 03/11/2009 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| David Scott Lerner | 1883553 | 12 | 04/25/2008 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |