Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Timothy Eugene Pratt | 1623355 | 4 | 02/23/2009 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
Timothy Eugene Pratt | 1623355 | 4 | 04/26/2006 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Timothy Eugene Pratt | 1623355 | 4 | 11/19/2002 | Customer Dispute | Denied | $22,500.00 | $0.00 | See FINRA Report |
Timothy Eugene Pratt | 1623355 | 4 | 08/19/2002 | Customer Dispute | Denied | $35,491.50 | $0.00 | See FINRA Report |