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FINRA Broker Disclosures for Brighthouse Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brighthouse Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 47 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Sarah Garvey Seaton6370192102/02/2006CriminalFinal Disposition$0.00$0.00See FINRA Report
Michael James Piskule1315088312/01/2005Customer DisputeSettled$2,500.00$0.00See FINRA Report
Thomas Andrew Taylor2799566107/27/2005Customer DisputeSettled$250,000.00$0.00See FINRA Report
Adam David Turner5420472104/15/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Andrew Lloyd Walker6166828103/07/2003CriminalFinal Disposition$0.00$0.00See FINRA Report
Gina Renee Heyward7228155203/27/2002CriminalFinal Disposition$0.00$0.00See FINRA Report
Gina Renee Heyward7228155205/15/2000CriminalFinal Disposition$0.00$0.00See FINRA Report
Scott William Logan2580565208/24/1999Customer DisputeSettled$7,015.00$0.00See FINRA Report
Michael Benjamin Davis1742347109/14/1998Customer DisputeSettled$0.00$0.00See FINRA Report
Michael James Piskule1315088301/01/1998Customer DisputeClosed-No Action$9,977.65$0.00See FINRA Report

47 Results

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