Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brighthouse Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nichole Reanee Woodall | 5066992 | 1 | 10/22/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John Frederick Schoone | 1431323 | 1 | 05/18/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Robert Dale Hall | 5505539 | 1 | 05/03/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Andrew Gregory McGrath | 4802370 | 2 | 12/06/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Charles Patrick Didomenico | 4514236 | 1 | 08/11/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Spencer Faranda | 6278389 | 1 | 04/11/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Andrew Gregory McGrath | 4802370 | 2 | 05/12/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Erik Burnett Thomas | 4068470 | 2 | 07/29/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Erik Burnett Thomas | 4068470 | 2 | 12/10/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
James Richard Gilbarty | 4681125 | 1 | 09/05/2007 | Customer Dispute | Denied | $17,694.90 | $0.00 | See FINRA Report |