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FINRA Broker Disclosures for Brighthouse Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brighthouse Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 47 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Darrell Jabari Sullivan5927174105/23/2018Judgment / Lien$0.00$0.00See FINRA Report
Carol Elizabeth Urbina6199921204/05/2018FinancialFinal$0.00$0.00See FINRA Report
Jo Denmarsh Foglesong1785173106/22/2017RegulatoryFinal$0.00$0.00See FINRA Report
Bryant Ownbey-Starbuck7531975103/18/2017FinancialFinal$0.00$0.00See FINRA Report
Jill M Vantine1691489106/21/2016RegulatoryFinal$0.00$0.00See FINRA Report
Francis Anthony Piccirillo6266197112/11/2015Customer DisputeDenied$0.00$0.00See FINRA Report
Daren Jeffrey MacLaughlin3122552111/01/2015FinancialFinal$0.00$0.00See FINRA Report
Francis Anthony Peaschek4178124110/13/2015Employment Separation After Allegations$0.00$0.00See FINRA Report
Todd Alan Tischer5342951405/01/2015Judgment / Lien$0.00$0.00See FINRA Report
Carol Elizabeth Urbina6199921205/01/2015FinancialFinal$0.00$0.00See FINRA Report

47 Results

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