Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brighthouse Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Darrell Jabari Sullivan | 5927174 | 1 | 05/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Carol Elizabeth Urbina | 6199921 | 2 | 04/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jo Denmarsh Foglesong | 1785173 | 1 | 06/22/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Bryant Ownbey-Starbuck | 7531975 | 1 | 03/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jill M Vantine | 1691489 | 1 | 06/21/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Francis Anthony Piccirillo | 6266197 | 1 | 12/11/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Daren Jeffrey MacLaughlin | 3122552 | 1 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Francis Anthony Peaschek | 4178124 | 1 | 10/13/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Todd Alan Tischer | 5342951 | 4 | 05/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Carol Elizabeth Urbina | 6199921 | 2 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |