Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Devin Matthew Larkins | 4930349 | 3 | 12/09/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Devin Matthew Larkins | 4930349 | 3 | 04/22/2020 | Customer Dispute | Settled | $108,229.00 | $0.00 | See FINRA Report |
| Devin Matthew Larkins | 4930349 | 3 | 02/06/2020 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Francis MacMunn | 2476207 | 1 | 03/26/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lee Jost | 5020750 | 2 | 05/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lee Jost | 5020750 | 2 | 06/18/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Catherine Pinkas | 4623503 | 1 | 02/26/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |