Our Staff has compiled our research into a database of FINRA Broker Disclosures for Annexus Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Lee Shurts | 4365088 | 1 | 08/31/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kenneth Lepore | 1356913 | 1 | 01/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Jeffery Waters | 2162425 | 2 | 05/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eddie Harold Williams | 4534374 | 1 | 10/29/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mitchell Jeffery Waters | 2162425 | 2 | 04/03/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |