Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jean Sendell Suits | 439468 | 3 | 04/30/2001 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Jean Sendell Suits | 439468 | 3 | 12/02/2000 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| John Derek Borcich | 2296945 | 6 | 01/01/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |