Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Amador Blakezuniga | 1014886 | 3 | 04/03/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Derek Borcich | 2296945 | 6 | 03/23/2015 | Customer Dispute | Pending | $8,503.73 | $0.00 | See FINRA Report |
| John Derek Borcich | 2296945 | 6 | 07/10/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Amador Blakezuniga | 1014886 | 3 | 08/30/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Amador Blakezuniga | 1014886 | 3 | 03/30/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Julia Clare Youngblood | 1943480 | 1 | 03/30/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Derek Borcich | 2296945 | 6 | 05/12/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jean Sendell Suits | 439468 | 3 | 06/09/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Derek Borcich | 2296945 | 6 | 06/09/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Derek Borcich | 2296945 | 6 | 03/17/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |