Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jordan Marcus Roberts | 6531315 | 1 | 07/08/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Jon Morrow | 2178372 | 1 | 01/11/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Lawrence Balcerowiak | 1568743 | 1 | 04/11/2011 | Customer Dispute | Denied | $7,766.00 | $0.00 | See FINRA Report |
| Barry Raymond Dick | 2441904 | 2 | 03/19/2007 | Customer Dispute | Denied | $13,743.80 | $0.00 | See FINRA Report |
| Barry Raymond Dick | 2441904 | 2 | 01/17/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |