Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory John Halstead | 1626685 | 6 | 06/10/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory John Halstead | 1626685 | 6 | 04/10/1998 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Bruce Andrew Berman | 1054408 | 1 | 05/28/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |