Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert C Hayes | 5699084 | 1 | 04/20/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Joseph Perrotto | 4960240 | 2 | 12/05/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory John Halstead | 1626685 | 6 | 11/22/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |