Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christopher Michael Krolak | 4110155 | 1 | 08/20/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Gregory John Halstead | 1626685 | 6 | 01/14/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |