Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Joseph Perrotto | 4960240 | 2 | 06/27/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Gregory John Halstead | 1626685 | 6 | 06/30/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory John Halstead | 1626685 | 6 | 02/26/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert C Hayes | 5699084 | 1 | 04/20/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Joseph Perrotto | 4960240 | 2 | 12/05/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Michael Krolak | 4110155 | 1 | 08/20/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Collin Robert Fingon | 4832770 | 1 | 04/16/2008 | Customer Dispute | Settled | $7,526.00 | $0.00 | See FINRA Report |
| Jerry Neil Hefley | 1468922 | 1 | 10/30/2003 | Customer Dispute | Settled | $20,363.60 | $0.00 | See FINRA Report |
| Gregory John Halstead | 1626685 | 6 | 01/14/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gregory John Halstead | 1626685 | 6 | 11/22/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |