Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Anton Saganey | 1596351 | 2 | 07/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Sean Haig | 2517717 | 4 | 07/14/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dustin James Briquelet | 2340309 | 4 | 05/21/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark Daniel Welsh | 1365388 | 1 | 04/08/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Sean Haig | 2517717 | 4 | 03/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Richard Hancock | 1514911 | 3 | 12/20/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Stuart | 4417262 | 3 | 12/13/2007 | Customer Dispute | Settled | $4,500.00 | $0.00 | See FINRA Report |
| Christopher Paul Aldrich | 6439918 | 1 | 03/17/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gina Potter Wilson | 1204480 | 1 | 10/10/2006 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Fernando Diego Perez | 2264570 | 2 | 09/18/2006 | Customer Dispute | Withdrawn | $11,000.00 | $0.00 | See FINRA Report |