Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Alan Bessey | 2562979 | 2 | 11/24/2009 | Customer Dispute | Denied | $105,767.00 | $0.00 | See FINRA Report |
| Howard Paul Gerrin | 708440 | 4 | 08/18/2009 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Michael Sean Haig | 2517717 | 4 | 04/13/2009 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| Jeffrey Edward Cowling | 1938560 | 3 | 03/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Edward Cowling | 1938560 | 3 | 02/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David John Stuehling | 3128016 | 1 | 02/09/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Dustin James Briquelet | 2340309 | 4 | 01/19/2009 | Customer Dispute | Award / Judgment | $366,735.00 | $0.00 | See FINRA Report |
| Joshua Ross Stark | 4443816 | 3 | 12/29/2008 | Customer Dispute | Denied | $9,010.00 | $0.00 | See FINRA Report |
| Joshua Ross Stark | 4443816 | 3 | 12/17/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Dustin James Briquelet | 2340309 | 4 | 10/24/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |