Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Rebussini | 1622141 | 2 | 06/15/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Kennedy Ulwick | 1758865 | 2 | 05/21/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William John George | 2497820 | 3 | 12/04/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phylyp Arthur Wagner | 735608 | 2 | 11/11/2014 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Matthew Gordon Robertson Quattlebaum | 4917762 | 1 | 11/11/2014 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Howard Paul Gerrin | 708440 | 4 | 11/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradford James Underdahl | 867889 | 3 | 02/04/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradford James Underdahl | 867889 | 3 | 06/27/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeremy Commeret | 4696012 | 1 | 09/16/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Fairchild Bradley | 2850255 | 3 | 08/31/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |