Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Michael Grenus | 2195781 | 6 | 01/10/2002 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Francis Joseph Pedace | 2463568 | 2 | 09/04/2001 | Customer Dispute | Settled | $330,000.00 | $0.00 | See FINRA Report |
| Michael Sean Haig | 2517717 | 4 | 05/04/2001 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Leal Stephen Deddens | 4700038 | 1 | 01/01/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Seaford Derway | 844425 | 2 | 05/28/1997 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Stewart Jay Weissman | 1200479 | 1 | 08/30/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Charles Grimaldi | 1079358 | 1 | 01/21/1992 | Customer Dispute | Award / Judgment | $10,000.00 | $1,173.00 | See FINRA Report |
| John Seaford Derway | 844425 | 2 | 06/07/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Kruspodin | 4052837 | 1 | 11/19/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phylyp Arthur Wagner | 735608 | 2 | 09/16/1986 | Customer Dispute | Settled | $66,420.00 | $0.00 | See FINRA Report |