Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Robert Mahieu | 1064165 | 1 | 10/07/2002 | Customer Dispute | Settled | $10,257.90 | $0.00 | See FINRA Report |
| Francis Joseph Pedace | 2463568 | 2 | 09/04/2001 | Customer Dispute | Settled | $330,000.00 | $0.00 | See FINRA Report |
| John Seaford Derway | 844425 | 2 | 05/28/1997 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Phylyp Arthur Wagner | 735608 | 2 | 09/16/1986 | Customer Dispute | Settled | $66,420.00 | $0.00 | See FINRA Report |