Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert John Conaty | 1441115 | 2 | 03/21/2003 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Jeffrey Edward Cowling | 1938560 | 3 | 08/02/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Francis O'Loughlin | 1317090 | 1 | 05/09/2002 | Customer Dispute | Denied | $8,596.00 | $0.00 | See FINRA Report |
| Michael Sean Haig | 2517717 | 4 | 05/04/2001 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |