Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derrick Kyle Hobbs | 5386724 | 2 | 03/25/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Gyude Bryant | 5346404 | 3 | 09/07/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Gyude Bryant | 5346404 | 3 | 12/16/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Derrick Kyle Hobbs | 5386724 | 2 | 05/19/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Gyude Bryant | 5346404 | 3 | 10/11/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Antonio Pedro Gomes | 4601477 | 5 | 04/06/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Antonio Pedro Gomes | 4601477 | 5 | 06/02/2010 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Antonio Pedro Gomes | 4601477 | 5 | 02/02/2010 | Customer Dispute | Settled | $176,000.00 | $0.00 | See FINRA Report |
| Antonio Pedro Gomes | 4601477 | 5 | 05/19/2009 | Customer Dispute | Denied | $53,000.00 | $0.00 | See FINRA Report |
| Antonio Pedro Gomes | 4601477 | 5 | 03/24/2006 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |