Our Staff has compiled our research into a database of FINRA Broker Disclosures for Umergence LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Richard Ziglar | 2954341 | 12 | 06/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Richard Ziglar | 2954341 | 12 | 03/30/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Richard Ziglar | 2954341 | 12 | 08/25/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Golden | 2268568 | 3 | 05/19/2000 | Customer Dispute | Award / Judgment | $118,546.00 | $82,970.00 | See FINRA Report |
| Mark Golden | 2268568 | 3 | 07/14/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Golden | 2268568 | 3 | 08/01/1997 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael Edward Gobes | 1101067 | 1 | 01/01/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |