Our Staff has compiled our research into a database of FINRA Broker Disclosures for Umergence LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Richard Ziglar | 2954341 | 12 | 03/30/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Richard Ziglar | 2954341 | 12 | 08/25/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |