Potomac Analytics' Logo

FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 3 out of 3 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Christopher Alba2651547601/21/2004Customer DisputeSettled$900,000.00$0.00See FINRA Report
Michael Christopher Alba2651547607/08/2003Customer DisputeSettled$338,000.00$0.00See FINRA Report
Michael Christopher Alba2651547603/05/2002Customer DisputeSettled$1,700,000.00$0.00See FINRA Report

3 Results

Display: