Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Eugene Bentley | 2882828 | 7 | 04/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Kyle Sheppard | 6708038 | 2 | 04/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Eugene Bentley | 2882828 | 7 | 02/27/2018 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Donald Eugene Bentley | 2882828 | 7 | 02/24/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Kyle Sheppard | 6708038 | 2 | 09/20/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Donald Eugene Bentley | 2882828 | 7 | 04/13/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Eugene Bentley | 2882828 | 7 | 03/26/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Eugene Bentley | 2882828 | 7 | 10/20/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Eugene Bentley | 2882828 | 7 | 10/24/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |