Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pensionmark Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Anthony Ward | 2158290 | 1 | 01/27/2010 | Customer Dispute | Withdrawn | $490,000.00 | $0.00 | See FINRA Report |
| Mallory Mattox van Leeuwen | 5202041 | 1 | 07/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason John Cohn | 4334960 | 2 | 06/25/2009 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| William Payne Adams Orr | 1984094 | 2 | 06/11/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Coughlin | 2967951 | 2 | 12/13/2007 | Customer Dispute | Withdrawn | $415,000.00 | $0.00 | See FINRA Report |
| William Payne Adams Orr | 1984094 | 2 | 10/17/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melinda Gail Thomas | 2038974 | 2 | 05/25/2006 | Customer Dispute | Denied | $23,230.00 | $0.00 | See FINRA Report |
| Michael Sean Woods | 2453768 | 1 | 08/26/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Conibear Kutrow | 2562174 | 1 | 02/07/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Glen Michael Oconnor | 2499731 | 1 | 06/17/2003 | Customer Dispute | Denied | $5,311.00 | $0.00 | See FINRA Report |