Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pensionmark Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Anthony Ward | 2158290 | 1 | 01/27/2010 | Customer Dispute | Withdrawn | $490,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Coughlin | 2967951 | 2 | 12/13/2007 | Customer Dispute | Withdrawn | $415,000.00 | $0.00 | See FINRA Report |