Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pensionmark Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fred Hamsayeh | 2903522 | 1 | 08/07/2018 | Customer Dispute | Denied | $8,500.00 | $0.00 | See FINRA Report |
| Tony Joseph Winkeljohn | 2272603 | 2 | 01/05/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Melinda Gail Thomas | 2038974 | 2 | 08/23/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mallory Mattox van Leeuwen | 5202041 | 1 | 07/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason John Cohn | 4334960 | 2 | 06/25/2009 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Melinda Gail Thomas | 2038974 | 2 | 05/25/2006 | Customer Dispute | Denied | $23,230.00 | $0.00 | See FINRA Report |
| Glen Michael Oconnor | 2499731 | 1 | 06/17/2003 | Customer Dispute | Denied | $5,311.00 | $0.00 | See FINRA Report |