Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pensionmark Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Glen Michael Oconnor | 2499731 | 1 | 06/17/2003 | Customer Dispute | Denied | $5,311.00 | $0.00 | See FINRA Report |
Charles Brooker Blanton | 1339840 | 1 | 08/01/1986 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |